InvestmentNews5d
Compliance officers not immune from the market's manic behavior
Meanwhile, Patrick Hunt, CEO of Smart RIA, is staying compliant with “ever-changing marketing and advertising regulation ...
Artificial Intelligence in Corporate Compliance Programs: A Double-Edged Sword
The U.S. Department of Justice and regulators will increasingly expect compliance programs to incorporate AI tools. However, ...
JD Supra9d
Creativity and Compliance: Adding Spice to Compliance Programs
Where does creativity fit into compliance? In more places than you think. Problem-solving, accountability, communication, and ...
Don’t let deregulation fool you: Just because a compliance requirement disappears, it doesn’t mean the underlying risk does
That won’t stop the administration from trying—and succeeding in many cases. The new administration will keep pushing to ...
International Banker8d
Combatting the Contracting of AML/CFT-Compliance Program Disease and Its Contagion
A healthy financial institution is well equipped to counteract anti-money laundering and combat the financing of terrorism, ...
Post Register12d
Traffic signals, wildfire preparedness and compliance; Department heads report to JC Commissioners
Jefferson County departments shared the status of several projects during the Elected Officials and Department Heads’ quarterly staff meeting held on Feb. 24 during the County Board of ...