Citi released a white paper that details issues facing broker/dealers and registered investment advisers (RIAs) with delivering services to meet recommended changes to fiduciary requirements. The ...

As 2026 begins, a new white paper by Mercer suggests that DC plan sponsors should consider a variety of issues as they head into the new year.

Stacy K. Mullaney, Thanda Fields Brassard and Robert G. Holdway map out the latest trends in trust creation and outline the potential benefits of “decanting” strategies that allow for amendments to ...

Canadian securities regulators have finally issued a long-awaited discussion paper on the possibility of imposing a fiduciary duty of financial advisors. The paper doesn’t recommend a fiduciary duty, ...

Diversified Investment Advisors, Inc., has released a white paper about 403(b) plan compliance with statutes of the Employee Retirement Income Security Act (ERISA). “Avoiding the Breach: Bringing ...

Pension funds can invest for impact without sacrificing returns or fiduciary duty, a research paper released by Pensions for Purpose Nov. 28 argued. Pensions for Purpose works with asset managers, ...

In in a matter of months, broker/dealers will be faced with one of the most substantial and disruptive industry changes of our time. April 10, 2017 is “D-Day” for b/ds and other financial services ...

The Sixth Circuit just held that a third-party administrator (TPA) creating an excessive, conflicted and undisclosed fee structure likely violated an implied fiduciary obligation to the plan sponsor.

BOSTON--(BUSINESS WIRE)--Fiduciary Trust Company, a wealth advisor and investment management firm for high net worth individuals, families and charitable organizations, published a white paper today ...

The fiduciary rule has faced decades of debate, but its core promise remains the same: Put the client first. What it means to be a fiduciary advisor has a long and convoluted history. The original ...

Financial advisors have an obligation to understand the tax implications of the retirement strategies they recommend to clients, and the Department of Labor's new fiduciary rule may present a ...