The SEC initiated just 10 accounting and auditing enforcement actions in 2025, a steep drop from the 31 actions filed in 2024 and the lowest annual total in nine years. Financial sanctions associated ...

Senator Elizabeth Warren has called on the SEC Chair to release delayed enforcement data, citing the public's right to transparency.

The Public Company Accounting Oversight Board and the Securities and Exchange Commission curtailed enforcement actions ...

By Chris Prentice NEW YORK, Feb 24 (Reuters) - The U.S. Securities and Exchange Commission said on Tuesday it will give the ...

Enforcement activity against accounting and auditing firms declined sharply last year under the second Trump administration, ...

While enforcements typically decline during administrative transitions, the SEC’s accounting and auditing actions touched a ...

SEC Chairman Paul Atkins has indicated a strong distaste for regulation by enforcement. Municipal securities enforcement actions by the Securities and Exchange Commission have totaled just three so ...

Companies will have double the time to respond to notorious Wells notices, letters telling them they will likely face charges ...

In this third installment of Season's Readings, we button up our winter jackets and examine the transformative Year of Enforcement that was 2025. The past year has been one of significant transition ...

Welcome to SEC Roundup, a bimonthly video series by former Securities and Exchange Commission senior trial counsels Nick Morgan and Tom Zaccaro, founders of the nonprofit advocacy group Investor ...

Amid a year of significant disruption, the US Securities and Exchange Commission (SEC) initiated far fewer enforcement actions involving public company financial reporting, accounting irregularities, ...

The Securities and Exchange Commission’s enforcement chief decried rumors that the SEC’s enforcement arm was falling short on the same day SEC Chair Paul Atkins sidestepped questions about the ...