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SEBI eases certification norms for sales staff at investment advisory firms

SEBI has introduced a separate NISM certification for non-advisory roles following industry concerns over compliance costs.

SEBI eases NISM certification norms for relationship managers, sales executives | Full details here

Sebi has simplified the NISM certification process for sales and non-core staff in investment advisory roles, allowing them ...

SEBI eases certification norms for investment advisers, introduces lighter NISM exam

By aligning certification requirements with the actual responsibilities of employees, SEBI aims to reduce the compliance ...
Tax Guru

SEBI Relaxes PAIA Certification as Sales Staff Perform Only Non-Core Advisory Functions

SEBI has introduced a lighter NISM certification for Persons Associated with Investment Advice who perform only sales and other non-core services. Core investment advisory personnel must continue to ...
Cafemutual

SEBI eases certification burden for RIA sales staff

Now the supporting staff of RIAs will need to clear NISM Series-XXV-B: Persons Associated with Investment Advice (Sales and ...
Deccan Chronicle

Sebi Hyderabad office to oversee functions in Telangana, AP

Mumbai: Market watchdog Sebi said its local office in Hyderabad will oversee the regulatory affairs in Andhra Pradesh as well as the newly created state of Telangana. "Consequent upon the formation of ...
moneycontrol.com

SEBI provides more clarity on IPF Trust's composition, function

Markets regulator SEBI on January 28 provided more clarity on norms related to composition and functioning of Investor Protection Fund (IPF) Trust with regard to stock exchanges and depositories. SEBI ...
Mint

Sebi to set up a panel to suggest changes to SCRA

The Securities and Exchange Board of India (Sebi) plans to form an expert committee to suggest changes to the 67-year-old Securities Contract Regulation Act (SCRA), two people with direct knowledge of ...