Alpaca, a global leader in brokerage infrastructure whose APIs empower partners like Kraken, SBI Securities, and Dime!, today announced it has raised a $150 ...

PLANTATION, Fla.--(BUSINESS WIRE)--TradeStation Securities, Inc. (“TradeStation Securities”), an award-winning*, self-clearing online brokerage for trading stocks, ETFs, options and futures, is proud ...

In the complex landscape of finance and investment, broker-dealers play a pivotal role, acting as intermediaries in the buying and selling of securities. They represent the heartbeat of the financial ...

On October 30, 2023, the Securities and Exchange Commission (SEC) issued an order granting broker-dealers exemptive relief from Rule 15c2-11 of the Securities Exchange Act of 1934 for fixed-income ...

A large and important segment of the securities brokerage industry is composed of broker-dealers that classify their registered representatives as independent contractors. As an independent contractor ...

New York, Dec. 15, 2025 (GLOBE NEWSWIRE) -- Univest Securities, LLC (“Univest”), a member of FINRA and SIPC, and a full-service investment bank and securities broker-dealer firm based in New York, ...

The Securities and Exchange Commission said two related Robinhood broker-dealers agreed to pay $45 million in combined penalties to settle administrative charges. The SEC said Robinhood violated more ...

Transparency is how we protect the integrity of our work and keep empowering investors to achieve their goals and dreams. And we have unwavering standards for how we keep that integrity intact, from ...

The Securities and Exchange Commission today announced that broker-dealers Robinhood Securities LLC and Robinhood Financial LLC (collectively, Robinhood) have agreed to pay $45 million in combined ...

The Iraqi Securities Commission launched that 2026-2028 strategy to enhance the capital market and increase investment.