James Chen, CMT is an expert trader, investment adviser, and global market strategist. Investment securities are a category of securities—tradable financial assets such as equities or fixed income ...

Learn how segregation protects client investments in the securities industry by keeping assets separate. Explore its definition, examples, and implications for investors.

Hester Peirce, head of the SEC's crypto task force, said the context of a digital asset transfer could make it a securities transaction. What qualifies as a securities transaction depends more on the ...