Wells Fargo Advisors, the bank’s brokerage unit, recruited a former UBS advisor team that oversaw $1.6 billion in assets ...
Both brokerage firms moved a customer’s uninvested cash from a brokerage account into an interest-bearing account, violating ...
Wells Fargo Advisors is the broad marketing umbrella for close to 12,000 bank advisors, wealth management advisors, and independent advisors. With thousands of financial advisors leaving or ...
Wells Fargo last announced its advisor count in January 2023, when it reported a total of 12,027 advisors and its first quarterly uptick in its advisor ranks since 2017. The bank thereafter ceased ...
A top Wells Fargo executive said on Tuesday that the bank has five consent orders remaining to resolve issues related to its ...
The U.S. News Financial Advisor Finder can help you narrow down the best financial advisors in the New Brunswick, New Jersey area. New Brunswick has up to 9 advisors to choose from and using our ...
Mercer Global Advisors and EP Wealth also extend their reach into the Nashville, Tennessee area with RIA acquisitions.
The U.S. News Financial Advisor Finder can help you narrow down the best financial advisors in the Hermantown, Minnesota area. Hermantown has up to 12 advisors to choose from and ...
In a case of Wall Street inside baseball, JPMorgan’s post-merger executive committee included Hernandez, Steve Black — now Wells Fargo’s chairman, Scott Powell — now Wells Fargo’s chief operating ...
Wells Fargo Advisors, the bank’s brokerage unit, recruited a former UBS advisor team that oversaw $1.6 billion in assets under management, the company said.