The Trump administration will likely impact the SEC whistleblower program in terms of a change in its enforcement priorities, ...

On January 13, the U.S. Securities and Exchange Commission (SEC) issued a $3 million whistleblower award to an anonymous ...

His firm was a big promoter of Ether and Ethereum, and those are some of the circumstances that caused us to request the inspector general investigation,” Tristan Leavitt, the president of Empower ...

Key issues to consider before entering into a settlement with a securities regulator, including the scope of the regulators’ ...

On January 16, 2025, the Securities and Exchange Commission (“SEC”) filed a settled enforcement action against a pair of related investment ...

Ted Siedle is a former Securities and Exchange Commission (SEC) attorney, a Forbes contributor and a specialist on whistleblower cases. Siedle, who specializes in Wall Street malfeasance as it ...

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The SEC also protects whistleblowers’ identities. Ted Fitzpatrick is a former TIAA wealth management adviser who was among a small group of TIAA employees who filed an SEC whistleblower ...

Whistleblower cases are increasingly ending up like Ross' — with real action and compensation for the tipsters. In addition to the record-breaking number of tips, the SEC whistleblowing program ...

The whistleblower says having employees back in the office full-time would 'restore productivity and efficiency.' Ernst plans to aggressively question Agriculture Department Sec. Tom Vilsack today ...