JD Supra11h
SEC Staff Issues Guidance on Effectiveness of Form S-3 After Filing Form 10-K but Prior to Filing Part III Information
On March 20, 2025, the U.S. Securities and Exchange Commission (SEC) staff issued a set of Compliance & Disclosure Interpretations (C&DIs).
JD Supra12h
New SEC Guidance Eases Form S-3 Registration Process for More Public Companies
The new registration statement guidance will make capital raises by non-WKSI companies filing on Form S-3 easier, as they can proceed with ...