JD Supra14d
Does Your Company Discourage Employees from Being Whistleblowers? The SEC May Think So!
The Dodd-Frank Wall Street Reform and Consumer Protection Act, which was enacted in 2010 in response to the 2008 financial crisis, added ...
The National Law Review11d
SEC Charges Two Sigma with Impeding Whistleblowing in Separation Agreements
On January 16, the U.S. Securities and Exchange Commission (SEC) announced settled charges against New York-based investment ...
JD Supra7d
SEC Announces Settlement With Investment Advisory Firm For Allegedly Breaching Fiduciary Duties And Violating Whistleblower Protection Rule
On January 16, 2025, the Securities and Exchange Commission (“SEC”) filed a settled enforcement action against a pair of related investment ...
Two Sigma Waited Four Years to Fix Known Flaw, SEC Alleges
Two Sigma Investments waited four years to address vulnerabilities that hedge fund employees noticed in its investment models ...
Hosted on MSN10mon
Republican Joni Ernst demands investigation into USDA Secretary Tom Vilsack after whistleblower revealed 'serious concerns' about the agency's 'impersonal and inefficient ...
The whistleblower says having employees back in the office full-time would 'restore productivity and efficiency.' Ernst plans to aggressively question Agriculture Department Sec. Tom Vilsack today ...