Whistleblower Program - SEC.gov
Aug 23, 2024 · The SEC's whistleblower program was established by Congress to incentivize whistleblowers to report specific, timely and credible information about possible federal …
Welcome to the Office of the Whistleblower - SEC.gov
Aug 10, 2016 · Assistance and information from a whistleblower who knows of possible securities law violations can be among the most powerful weapons in the law enforcement arsenal of the …
SEC.gov | Information About Submitting a Whistleblower Tip
To qualify for an award under the Whistleblower Program, you must submit information regarding possible securities law violations to the Commission in one of the following two ways: (1) By …
SEC Office of the Whistleblower - Wikipedia
The U.S. Securities and Exchange Commission (SEC) whistleblower program went into effect on July 21, 2010, when the President signed into law the Dodd-Frank Wall Street Reform and …
2024 SEC Whistleblower Report to Congress Highlights
Dec 10, 2024 · The SEC Whistleblower Program remains committed to incentivizing whistleblowers to report securities law violations while ensuring robust protections against …
A Proven Success: The SEC Whistleblower Regime Provides a …
Apr 25, 2024 · Under the SEC Whistleblower Program, qualified whistleblowers, individuals who voluntarily report original information that leads to a successful enforcement action of at least …
SEC pays whistleblower $279mn in largest-ever award - Financial Times
May 5, 2023 · The US Securities and Exchange Commission has paid out its largest-ever award to a whistleblower, almost $279mn, the regulator announced on Friday. The award is more …
Top Five Takeaways From the SEC’s Annual Whistleblower Report
Dec 14, 2022 · Below are our top five takeaways from the report, including observations based on Jane’s time as Chief of the SEC’s Office of the Whistleblower. 1. Record Number of Tips. The …
SEC.gov | Whistleblower Frequently Asked Questions
On Aug. 26, 2022, the SEC adopted two amendments to the rules governing its whistleblower program. The first rule change allows the Commission to pay whistleblowers for their …
Dodd-Frank Act (SEC & CFTC) Whistleblower - FAQ Guide
Jun 9, 2020 · The Dodd-Frank Act SEC Whistleblower Program contained three major whistleblower laws: One covering the Commodity Exchange Act ; One covering the Consumer …